Alert
Please keep in mind that merely contacting Nelson Mullins Riley & Scarborough LLP will not establish an attorney-client relationship. Nelson Mullins cannot represent you until the firm knows there would not be a conflict of interest, and the firm determines that it is otherwise able to accept the engagement. Accordingly, please do not send Nelson Mullins any information or documents until a formal attorney-client relationship has been established through an interview with an attorney and authorized in the form of an engagement letter from Nelson Mullins. Any information or documents sent prior to your receipt of an engagement letter cannot be treated as confidences, secrets or protected information of any nature. Clicking "Submit" acknowledges that you understand and agree with this notice.
The LatestView All
June 21, 2023
Nelson Mullins Riley & Scarborough LLP is a gold sponsor at the second annual RISE Value-Based Care Summit. The purpose of the event is to uncover new strategies and to align financial incentives, improve patient outcomes, and better navigate the value-based care space. During the conference, Nelson Mullins partners Ed White, Mike Segal, and Gabriel Imperato alongside Baptist Health's Jonathan Fialkow, M.D., FACC, FAHA, will discuss the topic, “Using a Value-Based Enterprise as a Business Strategy”.
2nd Annual RISE Value-Based Care Summit
Idea Exchange
Mark L. Miller
Partner
One Nashville Place
150 Fourth Avenue North
Suite 1100
Nashville, TN 37219
150 Fourth Avenue North
Suite 1100
Nashville, TN 37219
mark.miller@nelsonmullins.com
Mark has extensive experience in financial institution regulation, the acquisition and sale of financial institutions and other entities, formation of de novo community banks, and corporate governance and emerging company issues.
Mark has guided numerous clients through public offerings and private placements and, along with proxy materials and other disclosure documents preparation, has drafted and negotiated...
Mark has extensive experience in financial institution regulation, the acquisition and sale of financial institutions and other entities, formation of de novo community banks, and corporate governance and emerging company issues.
Mark has guided numerous clients through public offerings and private placements and, along with proxy materials and other disclosure documents preparation, has drafted and negotiated service agreements and other business contracts. He regularly represents clients before the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency, the Consumer Financial Protection Bureau, state banking agencies, including the Tennessee Department of Financial Institutions, and the Securities and Exchange Commission.
service agreements and other business contracts. He regularly represents clients before the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency, the Consumer Financial Protection Bureau, state banking agencies, including the Tennessee Department of Financial Institutions, and the Securities and Exchange Commission.
Experience
Following is a selected sampling of matters and is provided for informational purposes only. Past success does not indicate the likelihood of success in any future matter.
Representative Matters
- Represented client in successful recapitalization of a small community bank to position the bank for growth in new markets and a new business model.
- Represented clients in the formation of strategic partnerships between banks and non-bank financial technology companies (FinTechs) for the provision of financial services.
- Represented client in $55 million initial public offering for New York Stock Exchange-listed community bank client.
- Represented client in the acquisition of $860 million community bank for private investor.
- Represented numerous public and private community bank clients in the private placement of stock subordinated notes.
- Represented numerous placement agents in the private placement of stock and subordinate notes of community banks.
- Represented community bank clients in whole bank acquisitions.
- Represented community bank clients in acquisitions and sales of bank branches and other business units.
- Negotiated of enforcement actions with federal and state bank regulatory authorities for community bank clients and assisting such clients with enforcement action compliance.
- Created and implemented capital restoration plans for community bank clients.
- Sold the securities of numerous community bank clients to the U.S. Department of the Treasury pursuant to the Troubled Asset Relief Program and pursuant to the Small Business Lending Fund.
- Assisted in the formation of numerous de novo community banks.
- Assisted in the formation of a new state-chartered public trust company.
- Represented community bank clients in the formation of holding companies.
- Assisted regional bank client in the creation of policies and procedures for trusts and sales of insurance products.
- Represented NASDAQ-listed community bank client in $20 million IPO.
- Represented banks, assisting it in complying with a formal enforcement action, complying with a Prompt Corrective Action directive, selling loans, division and branch assets, reorganizing holding company debt, loan collection efforts, litigation, and raising capital.
- Successfully represented banking clients in the purchase of bank assets and deposits of failed banks from the FDIC in an assisted transaction. Representation included reviewing bid forms and assisting in negotiations of the Purchase Agreement between the client and the FDIC.
- Represented NYSE-listed financial services company in a secondary public offering, resulting in the sale of $72 million of common stock. The client intends to use the net proceeds of the offering to support organic growth, augment its capital position and for general corporate purposes.
- Represented long-time banking client, one of the largest banks headquartered in Tennessee in its acquisition by a regional bank holding company.
- Represented multinational technology provider client in negotiation of master services, vendor, and other sales agreements.
- Conducted multiyear SEC required compliance audit for national broker-dealer client.
Education
- Vanderbilt University School of Law, JD (1999)
- Vanderbilt University, BA, magna cum laude (1996)
Admissions
- Tennessee
Practice Areas
Industries
Following is a selected sampling of matters and is provided for informational purposes only. Past success does not indicate the likelihood of success in any future matter.
Representative Matters
- Represented client in successful recapitalization of a small community bank to position the bank for growth in new markets and a new business model.
- Represented clients in the formation of strategic partnerships between banks and non-bank financial technology companies (FinTechs) for the provision of financial services.
- Represented client in $55 million initial public offering for New York Stock Exchange-listed community bank client.
- Represented client in the acquisition of $860 million community bank for private investor.
- Represented numerous public and private community bank clients in the private placement of stock subordinated notes.
- Represented numerous placement agents in the private placement of stock and subordinate notes of community banks.
- Represented community bank clients in whole bank acquisitions.
- Represented community bank clients in acquisitions and sales of bank branches and other business units.
- Negotiated of enforcement actions with federal and state bank regulatory authorities for community bank clients and assisting such clients with enforcement action compliance.
- Created and implemented capital restoration plans for community bank clients.
- Sold the securities of numerous community bank clients to the U.S. Department of the Treasury pursuant to the Troubled Asset Relief Program and pursuant to the Small Business Lending Fund.
- Assisted in the formation of numerous de novo community banks.
- Assisted in the formation of a new state-chartered public trust company.
- Represented community bank clients in the formation of holding companies.
- Assisted regional bank client in the creation of policies and procedures for trusts and sales of insurance products.
- Represented NASDAQ-listed community bank client in $20 million IPO.
- Represented banks, assisting it in complying with a formal enforcement action, complying with a Prompt Corrective Action directive, selling loans, division and branch assets, reorganizing holding company debt, loan collection efforts, litigation, and raising capital.
- Successfully represented banking clients in the purchase of bank assets and deposits of failed banks from the FDIC in an assisted transaction. Representation included reviewing bid forms and assisting in negotiations of the Purchase Agreement between the client and the FDIC.
- Represented NYSE-listed financial services company in a secondary public offering, resulting in the sale of $72 million of common stock. The client intends to use the net proceeds of the offering to support organic growth, augment its capital position and for general corporate purposes.
- Represented long-time banking client, one of the largest banks headquartered in Tennessee in its acquisition by a regional bank holding company.
- Represented multinational technology provider client in negotiation of master services, vendor, and other sales agreements.
- Conducted multiyear SEC required compliance audit for national broker-dealer client.
Media
Recognitions
The bar rules of some states require that the standards for an attorney's inclusion in certain public accolades or recognitions be provided. When such accolades or recognitions are listed, a hyperlink is provided that leads to a description of the respective selection methodology.
- The Best Lawyers in America®, Banking and Finance Law (2014–2023), Financial Services Regulation Law (2014–2023), Mergers and Acquisitions Law (2014–2023)
Professional Activities
- Tennessee Bankers Association, Government Relations Committee; Bank Lawyers Committee, Past-Chair
Community
- Member of Board of Directors, Music for Seniors
- General Counsel and member of Board of Directors, Nashville Area Junior Chamber of Commerce (2006–2008)
Mark has extensive experience in financial institution regulation, the acquisition and sale of financial institutions and other entities, formation of de novo community banks, and corporate governance and emerging company issues.
Mark has guided numerous clients through public offerings and private placements and, along with proxy materials and other disclosure documents preparation, has drafted and negotiated... service agreements and other business contracts. He regularly represents clients before the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency, the Consumer Financial Protection Bureau, state banking agencies, including the Tennessee Department of Financial Institutions, and the Securities and Exchange Commission.
Experience
Following is a selected sampling of matters and is provided for informational purposes only. Past success does not indicate the likelihood of success in any future matter.Representative Matters
- Represented client in successful recapitalization of a small community bank to position the bank for growth in new markets and a new business model.
- Represented clients in the formation of strategic partnerships between banks and non-bank financial technology companies (FinTechs) for the provision of financial services.
- Represented client in $55 million initial public offering for New York Stock Exchange-listed community bank client.
- Represented client in the acquisition of $860 million community bank for private investor.
- Represented numerous public and private community bank clients in the private placement of stock subordinated notes.
- Represented numerous placement agents in the private placement of stock and subordinate notes of community banks.
- Represented community bank clients in whole bank acquisitions.
- Represented community bank clients in acquisitions and sales of bank branches and other business units.
- Negotiated of enforcement actions with federal and state bank regulatory authorities for community bank clients and assisting such clients with enforcement action compliance.
- Created and implemented capital restoration plans for community bank clients.
- Sold the securities of numerous community bank clients to the U.S. Department of the Treasury pursuant to the Troubled Asset Relief Program and pursuant to the Small Business Lending Fund.
- Assisted in the formation of numerous de novo community banks.
- Assisted in the formation of a new state-chartered public trust company.
- Represented community bank clients in the formation of holding companies.
- Assisted regional bank client in the creation of policies and procedures for trusts and sales of insurance products.
- Represented NASDAQ-listed community bank client in $20 million IPO.
- Represented banks, assisting it in complying with a formal enforcement action, complying with a Prompt Corrective Action directive, selling loans, division and branch assets, reorganizing holding company debt, loan collection efforts, litigation, and raising capital.
- Successfully represented banking clients in the purchase of bank assets and deposits of failed banks from the FDIC in an assisted transaction. Representation included reviewing bid forms and assisting in negotiations of the Purchase Agreement between the client and the FDIC.
- Represented NYSE-listed financial services company in a secondary public offering, resulting in the sale of $72 million of common stock. The client intends to use the net proceeds of the offering to support organic growth, augment its capital position and for general corporate purposes.
- Represented long-time banking client, one of the largest banks headquartered in Tennessee in its acquisition by a regional bank holding company.
- Represented multinational technology provider client in negotiation of master services, vendor, and other sales agreements.
- Conducted multiyear SEC required compliance audit for national broker-dealer client.
Education
- Vanderbilt University School of Law, JD (1999)
- Vanderbilt University, BA, magna cum laude (1996)
Admissions
- Tennessee
Practice Areas
- Financial Institutions Corporate & Regulatory
- Financial Services Advisory
- Alternative Lending & Other Non-Bank Financial Services
- Corporate & Securities
- Mergers & Acquisitions
- Public Company Compliance & Counseling
Industries
The bar rules of some states require that the standards for an attorney's inclusion in certain public accolades or recognitions be provided. When such accolades or recognitions are listed, a hyperlink is provided that leads to a description of the respective selection methodology.
- The Best Lawyers in America®, Banking and Finance Law (2014–2023), Financial Services Regulation Law (2014–2023), Mergers and Acquisitions Law (2014–2023)
- Tennessee Bankers Association, Government Relations Committee; Bank Lawyers Committee, Past-Chair
- Member of Board of Directors, Music for Seniors
- General Counsel and member of Board of Directors, Nashville Area Junior Chamber of Commerce (2006–2008)
