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Regulation of the Use of AI by Financial Institutions

FinTech University Series

Continuing the FinTech University series, join Richard Levin, chair of Nelson Mullins’ FinTech and Regulation Practice, Nelson Mullins partner Kevin Tran and of counsel Bobby Wenner for “Regulation of the Use of AI by Financial Institutions.” In this one-hour session, they will examine the connections between FinTech and artificial intelligence (AI), and what users need to know about incorporating AI into their FinTech experience.

Levin leads the firm's FinTech and Regulation Practice. He advises clients on corporate, FinTech, securities, and regulatory issues.

Tran focuses on the representation of early stage, mid-stage, and publicly traded FinTech companies focused on blockchain technology, digital assets, and cryptocurrencies, including broker-dealers, digital asset and currency trading platforms, digital asset custodians, alternative trading systems, and securities exchanges and swap execution facilities.

Wenner focuses on the representation of financial technology companies working with blockchain, tokenization, digital assets, and cryptocurrencies, including broker-dealers, alternative trading systems (ATS), digital asset and currency trading platforms, digital asset issuers and custodians, securities exchanges, and derivatives trading platforms, including swap execution facilities.

Continuing Legal Education (CLE) credit application submitted in the following states: CA, CO, FL, GA, IL, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WV

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Jul
9

Tuesday, July 9, 2024

2 - 3 p.m. EDT