Continuing the FinTech University series, join Richard Levin, chair of Nelson Mullins’ FinTech and Regulation Practice, and Nelson Mullins partners Matthew Lindenbaum and Robert Lindholm, for “FinTech, SEC, and OFAC Investigations.” In this one-hour session, they will examine how the U.S. Securities and Exchange Commission (SEC) and Office of Foreign Assets Control (OFAC) conduct investigations of FinTech companies.

Continuing Legal Education (CLE) credit will be sought for all attorneys who request such and certificates of attendance are available for CPE purposes. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.

Levin leads the firm's FinTech and Regulation Practice. He advises clients on corporate, FinTech, securities, and regulatory issues.

Lindenbaum represents companies in high-stakes litigation with an emphasis on class action defense in the automotive and financial services industries, including the emerging crypto-currency industry.

Lindholm focuses his practice on government investigations and white collar defense, high-stakes business litigation and class action defense, and e-discovery and litigation readiness.

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