2019
Practising Law Institute
This is a complete guide to preparing and filing the SEC's annual Form 10-K and quarterly Form 10-Q under the Exchange Act of 1934. It is the second in SEC's Compliance & Disclosure Series and covers areas in which a company can tighten its disclosure controls and procedures to ensure accurate and timely filings.
These materials have been prepared for informational purposes only and are not legal advice. This information is not intended to create, and receipt of it does not constitute, an attorney-client relationship. Internet subscribers and online readers should not act upon this information without seeking professional counsel.