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Events

TS Partners User Conference 2019

Boston partner Jim Rollins will sit on the Risk and Regulatory Compliance panel at the TS Partners User Conference 2019. The conference will be held in Las Vegas, Nevada at the Flamingo Hotel on Oct. 8-11. The Risk and Regulatory Compliance panel will be held from 9:30-10 a.m. on Oct. 10. TS Partners is the largest independent provider of software solutions focused on the Corporate Trust and Stock Transfer business.

Rollins focuses his practice on the representation of financial institutions (including broker dealers, investment management firms, hedge funds, and banks) in securities regulatory and enforcement defense; and in disputes arising with principals, investors, and employees. He advises financial institutions, including broker dealers, investment advisers, business development companies, and other investment management and related firms and affiliated individuals with regard to Federal, state and industry regulatory requirements, and related compliance standards. He also advises financial institutions, including broker dealers, investment advisers, business development companies, and related firms with regard to structuring of their operations to align with regulatory requirements.

Oct
8

Starts: Tuesday, Oct. 8, 2019

Ends: Thursday, Oct. 10, 2019