Miami partner Daniel Newman will speak at the Financial Markets Association's 32nd Annual Securities Compliance Seminar on the topic, “New Considerations for Alternative and ESG Investing.” This Nelson Mullins-sponsored event will be held May 4, 2023, in Fort Lauderdale, Florida.

Joined by his co-panelists, Kathy Boyce, Deputy Chief Compliance Officer with CNL Securities; Phil Martin, SVP, CCO, Investment Advisory with Raymond James; and Hope L. Newsome, Esq., managing partner with Virtus LLP, Newman will discuss regulatory enforcement and litigation risks relating to environmental, social, and governance (ESG) issues as part of a panel discussion that will also include a discussion on information requests, investment practices, and enhanced disclosures, as well as ESG and alternative investments as an investment type and as a risk factor.

Newman is a litigator who focuses his practice at Nelson Mullins on securities-related litigation and regulatory enforcement. His litigation practice includes cases involving commercial torts, contracts, shareholder derivative actions, class actions, and common law and statutory securities fraud actions. He began his career with the United States Securities and Exchange Commission’s Division of Enforcement.