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2019 Independent Broker Dealer Consortium Conference
Nelson Mullins partners James Rollins, Scott Sherman, and Dan Newman will be speaking at the 2019 Independent Broker Dealer Consortium Conference on Oct. 28 in San Diego. The conference is geared toward issues facing broker-dealers. The Nelson Mullins team will be discussing FINRA Exam Priorities and SEC, FINRA, and State enforcement trends.
Rollins, Manning, Sherman, and Newman are members of the firm-wide litigation group with a focus on the banking and financial services industry.
Starts: Monday, Oct. 28, 2019
Ends: Wednesday, Oct. 30, 2019
SPEAKERS
These materials have been prepared for informational purposes only and are not legal advice. This information is not intended to create, and receipt of it does not constitute, an attorney-client relationship. Internet subscribers and online readers should not act upon this information without seeking professional counsel.
