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Nelson Mullins COVID-19 Resources

Nelson Mullins is continuing to monitor developments related to COVID-19, including guidance from the Centers for Disease Control (“CDC”); World Health Organization; various health officials; and federal, state, and local government authorities. The firm is taking appropriate precautionary actions and has implemented plans to ensure the continuation of all firm services to clients from both in office and remote work arrangements across in our 25 offices.

Nelson Mullins COVID-19 Resources

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March 20, 2020

Senators’ Stock Sales Raise Corporate Insider Trading Concern
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Events

Practising Law Institute - Fundamentals of Investment Adviser Regulation 2020

Over the past few years, the SEC has put the regulation of investment advisers under the microscope, with advisers a major focus of the SEC’s 2020 enforcement and exam program. As part of this focus, the SEC has set high expectations for advisers in identifying and responding to conflicts of interests and for providing robust and targeted client disclosures.

New York partner Kay Gordon joins the faculty of Practising Law Institute and will discuss retail advisory services and investment advisory programs in a series of presentations throughout the year beginning June 22 in New York. Participants also can opt to watch online.

Gordon counsels clients on hedge fund, funds-of-fund, private equity fund, real estate fund, venture funds, and compliance-related matters involving registered advisers and broker-dealers. She also advises clients on a broad range of securities and regulatory matters as well as a variety of financial instruments and transactions, including managed accounts, credit facilities, joint ventures, and derivative instruments. She works closely with strategic, institutional, and seed investors and also represents clients in investigations by the SEC and other regulators.

Jun
22

Monday, June 22, 2020

9 a.m. - 5 p.m. EDT

Location

Practising Law Institute

1177 Avenue Of The Americas
Second Floor Entrance on 45th Street
New York, NY 10036



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