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Nelson Mullins COVID-19 Resources

Nelson Mullins is continuing to monitor developments related to COVID-19, including guidance from the Centers for Disease Control (“CDC”); World Health Organization; various health officials; and federal, state, and local government authorities. The firm is taking appropriate precautionary actions and has implemented plans to ensure the continuation of all firm services to clients from both in office and remote work arrangements across in our 25 offices.

Nelson Mullins COVID-19 Resources

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March 20, 2020

Senators’ Stock Sales Raise Corporate Insider Trading Concern
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Events

Coronavirus and Bank Regulatory

New York partner Adele Hogan chaired a four hour webinar sponsored by the New York City Bar on “Coronavirus and Bank Regulatory – Basics and Beyond”. Participants from regulators, banks and law firms spoke. Here is the agenda and list of speakers.

In addition to leading the program, Ms. Hogan’s covered one hour of ethics related to:

  • Coronavirus – what banks, insurance companies and broker dealers doing in the early stages 
  • Monitors at Financial Institutions - ethics related to confidentiality
  • Data and Privacy Developments - ethics related to confidentiality
  • Structured Products – ethical related to competence
  • Volcker Rule and Crapo Bill (Economic Growth, Regulatory Relief and Consumer Protection Act) – ethical rules related to diligence
  • Investment Management Developments – ethical rules related to competence
  • Current market developments – coronavirus, Brexit, Libor, CECL, etc.

Click here to listen to her presentation and view slides. 

Mar
20

Friday, March 20, 2020

9 a.m. - 1 p.m.



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