Idea Exchange
Banking & Financial Services
A deep understanding of the financial marketplace
Nelson Mullins’ attorneys know the banking industry and the challenges you face. We can help guide your institution whether you are
- a de novo institution trying to navigate the gauntlet of banking rules and regulations
- an established financial services provider interested in growth through acquisitions or secondary stock offerings
- an issuer, underwriter, investment bank, or venture capital firm with a public offering, private placement, or venture capital financing on your desk
- a Fintech, alternative lending, or payments-related company
Representing state, regional, and national financial services providers
Over the past ten years, Nelson Mullins has served 325+ financial institution clients. Our team is experienced in the formation, acquisition, and divestiture of bank holding companies, state and national banks, and branches of banks and savings and loan associations. We’re also among the leading national practices involving troubled bank recapitalizations and Section 363 transactions and have significant real estate capital markets and REIT experience.
We serve as regulatory and compliance counsel to our banking and financial services clients and as trusted advisors in the litigation context, including in class action, tax lien resolution, and consumer financial litigation.
From inception to sale
- Bank holding company and financial holding company formation and regulation
- Commercial lending and real estate finance
- Consumer regulatory matters
- Corporate governance
- Director and officers liability
- Employee benefits and executive compensation
- Fintech, blockchain, mobile payments, and technology matters
- General business representation
- Government investigations
- Mergers and acquisitions
- Regulatory enforcement, compliance, and civil litigation
- Securities offerings
- Syndicated lending and commercial finance
- Tax lien and property redemption representation
- Takeover strategies and defenses
A seasoned team bringing balanced perspectives and practical business sense
Our goal is to provide the experience and client-focused approach to achieve client objectives at a competitive price. Nelson Mullins has a strong team of attorneys, policy advisors, paralegals, e-discovery, and other business professionals and dedicated staff members to offer reliable services and solutions that make practical business sense. As trusted advisors, we work side-by-side with you towards shared goals.
An integrated approach to Banking & Financial Services
- Alternative Lending & Other Non-Bank Financial Services
- Banking & Financial Services
- Blockchain & Digital Currency
- Commercial & Syndicated Lending
- Consumer Financial Services
- Corporate & Securities
- Cybersecurity & Data Privacy
- E-Discovery - Encompass
- E-Discovery & Information Governance
- Emerging Companies
- Financial Institutions Corporate & Regulatory
- Financial Services Advisory
- FinTech
Representing state, regional, and national financial services providers
Over the past ten years, Nelson Mullins has served 325+ financial institution clients. Our team is experienced in the formation, acquisition, and divestiture of bank holding companies, state and national banks, and branches of banks and savings and loan associations. We’re also among the leading national practices involving troubled bank recapitalizations and Section 363 transactions and have significant real estate capital markets and REIT experience.
We serve as regulatory and compliance counsel to our banking and financial services clients and as trusted advisors in the litigation context, including in class action, tax lien resolution, and consumer financial litigation.
From inception to sale
- Bank holding company and financial holding company formation and regulation
- Commercial lending and real estate finance
- Consumer regulatory matters
- Corporate governance
- Director and officers liability
- Employee benefits and executive compensation
- Fintech, blockchain, mobile payments, and technology matters
- General business representation
- Government investigations
- Mergers and acquisitions
- Regulatory enforcement, compliance, and civil litigation
- Securities offerings
- Syndicated lending and commercial finance
- Tax lien and property redemption representation
- Takeover strategies and defenses
A seasoned team bringing balanced perspectives and practical business sense
Our goal is to provide the experience and client-focused approach to achieve client objectives at a competitive price. Nelson Mullins has a strong team of attorneys, policy advisors, paralegals, e-discovery, and other business professionals and dedicated staff members to offer reliable services and solutions that make practical business sense. As trusted advisors, we work side-by-side with you towards shared goals.
- Practical business mindset and experience
- Deep understanding of the issues facing the banking industry
- Efficient processes that are part of our DNA
- Recognized litigators who have likely done what you need before
- Industry experience with regulators, investment bankers, institutional investors, and other key service providers
